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This page looks at
esterification - mainly the reaction between alcohols and carboxylic acids to
make esters. It also looks briefly at making esters from the reactions
between acyl chlorides (acid chlorides) and alcohols, and between acid
anhydrides and alcohols.
What are esters?
Esters are derived
from carboxylic acids. A carboxylic acid contains the -COOH group, and in an
ester the hydrogen in this group is replaced by a hydrocarbon group of some
kind. We shall just be looking at cases where it is replaced by an alkyl
group, but it could equally well be an aryl group (one based on a benzene
ring).
A common ester - ethyl
ethanoate
The most commonly
discussed ester is ethyl ethanoate. In this case, the hydrogen in the -COOH
group has been replaced by an ethyl group. The formula for ethyl ethanoate
is:
Notice that the ester
is named the opposite way around from the way the formula is written. The
"ethanoate" bit comes from ethanoic acid. The "ethyl" bit
comes from the ethyl group on the end.
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Note: In my experience, students starting organic
chemistry get more confused about writing names and formulae for esters than
for almost anything else - particularly when it comes to less frequently met
esters like the ones coming up next. Take time and care to make sure you
understand!
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A few more esters
In each case, be sure
that you can see how the names and formulae relate to each other.
Notice that the acid
is named by counting up the total number of carbon atoms in the chain - including
the one in the -COOH group. So, for example, CH3CH2COOH
is propanoic acid, and CH3CH2COO is the propanoate
group.
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Note: You can find more about naming acids and esters by following this link to a different part
of this site.
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Making esters from carboxylic
acids and alcohols
The chemistry of the
reaction
Esters are produced
when carboxylic acids are heated with alcohols in the presence of an acid
catalyst. The catalyst is usually concentrated sulphuric acid. Dry hydrogen
chloride gas is used in some cases, but these tend to involve aromatic esters
(ones containing a benzene ring). If you are a UK A level student you won't
have to worry about these.
The esterification
reaction is both slow and reversible. The equation for the reaction between
an acid RCOOH and an alcohol R'OH (where R and R' can be the same or
different) is:
So, for example, if
you were making ethyl ethanoate from ethanoic acid and ethanol, the equation
would be:
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Note: The mechanism for the
esterification reaction is covered in the catalysis section of this site. It is not
required for any UK A level (or equivalent) chemistry syllabus.
If you follow this
link, use the BACK button on your browser to return to this page.
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Doing the reactions
On a test tube scale
Carboxylic acids and
alcohols are often warmed together in the presence of a few drops of
concentrated sulphuric acid in order to observe the smell of the esters
formed.
You would normally use
small quantities of everything heated in a test tube stood in a hot water
bath for a couple of minutes.
Because the reactions
are slow and reversible, you don't get a lot of ester produced in this time.
The smell is often masked or distorted by the smell of the carboxylic acid. A
simple way of detecting the smell of the ester is to pour the mixture into
some water in a small beaker.
Apart from the very
small ones, esters are fairly insoluble in water and tend to form a thin
layer on the surface. Excess acid and alcohol both dissolve and are tucked
safely away under the ester layer.
Small esters like
ethyl ethanoate smell like typical organic solvents (ethyl ethanoate is a
common solvent in, for example, glues).
As the esters get
bigger, the smells tend towards artificial fruit flavouring - "pear
drops", for example.
On a larger scale
If you want to make a
reasonably large sample of an ester, the method used depends to some extent
on the size of the ester. Small esters are formed faster than bigger ones.
To make a small ester
like ethyl ethanoate, you can gently heat a mixture of ethanoic acid and
ethanol in the presence of concentrated sulphuric acid, and distil off the
ester as soon as it is formed.
This prevents the
reverse reaction happening. It works well because the ester has the lowest
boiling point of anything present. The ester is the only thing in the mixture
which doesn't form hydrogen bonds, and so it has the weakest intermolecular
forces.
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Larger esters tend to
form more slowly. In these cases, it may be necessary to heat the reaction
mixture under reflux for some time to produce an equilibrium mixture. The
ester can be separated from the carboxylic acid, alcohol, water and sulphuric
acid in the mixture by fractional distillation.
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Note: Providing full details for organic
preparations (including all the steps necessary in cleaning up the product)
is beyond the scope of this site. If you need this sort of detail, you should
be looking at an organic practical book.
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Other ways of making
esters
Esters can also be
made from the reactions between alcohols and either acyl chlorides or acid
anhydrides.
Making esters from
alcohols and acyl chlorides (acid chlorides)
If you add an acyl
chloride to an alcohol, you get a vigorous (even violent) reaction at room
temperature producing an ester and clouds of steamy acidic fumes of hydrogen
chloride.
For example, if you
add the liquid ethanoyl chloride to ethanol, you get a burst of hydrogen chloride
produced together with the liquid ester ethyl ethanoate.
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Note: If you want to find out more about acyl
chlorides, explore the acyl chlorides menu by following this link.
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Making esters from
alcohols and acid anhydrides
The reactions of acid
anhydrides are slower than the corresponding reactions with acyl chlorides,
and you usually need to warm the mixture.
Taking ethanol
reacting with ethanoic anhydride as a typical reaction involving an alcohol:
There is a slow
reaction at room temperature (or faster on warming). There is no visible
change in the colourless liquids, but a mixture of ethyl ethanoate and
ethanoic acid is formed.
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Note: If you want to find out more about acid
anhydrides, explore the acid anhydrides menu by following this link.
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